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Mission and Goals - Department Info | North Dakota Securities Department
Description: Enforcing laws that protect citizens from dishonest investment practices and regulating the people and companies that offer investment opportunities.
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Comprised of two divisions, Financial Institutions, and Bureau of Securities.
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IRDA protects the interests of the policyholders, to regulate, promote and ensure orderly growth of the insurance industry.
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Administers the Pennsylvania Securities Act of 1972. Investor information and Recent Enforcement Actions available.
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Part of the Department of Consumer and Business Services.
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Ensure the safety and soundness of state-chartered deposit-taking institutions.
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Responsible for the regulation and licensing of state-charted banks and savings institutions, mortgage bankers/brokers, the securities industry, and other licensed ...
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Charters, licenses, and regulates financial providers in the state of Texas to ensure that Texas has a safe and sound financial services system.
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The FSB, established as a statutory body in 1990, is not a government body and is financed by the financial services industry itself, with no contribution from the ...
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3.0 / 5.0, Language: English